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Steven Horton
Director
Warranted Financial Solutions Pty. Ltd.
AFS Lic. 253906
SPECIALIST in Protected Leveraged Structured Share Investments that offer high dividend yields, business & accounting solutions as well as a comfortable level of measured risk.
Email: steven@wtfs.com.au
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Melbourne, Australia 3142
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The information contained in this document has been taken from sources believed to be reliable. Warranted Financial Solutions Pty. Ltd. (ACN 006 351 837) ("WFS") does not represent that the information is accurate or complete and it should not be relied on as such. Any opinions expressed reflect WFS's judgment at this date and are subject to change. WFS and/or its affiliated companies are third party licensed security dealers that retail for the issuers of warrants. Further WFS and/or its affiliated companies and/or their employees from time to time may hold shares, options, rights and/or warrants on any issue included in this report and may, as agent, sell such securities. WFS may have acted as a broker of a public offering of any such securities in the past three years.
This report does not constitute an offer or invitation to purchase any securities and should not be relied upon in connection with any contract or commitment whatsoever. WFS, in preparing this report, has not taken into account an individual client's investment objectives, financial situation or particular needs. Before a client makes an investment decision, a client should, with or without WFS's assistance, consider whether any advice contained in the report is appropriate in light of their particular investment needs, objectives and financial circumstances. It is unreasonable to rely on any recommendation without first having spoken to your adviser for a personal securities recommendation.
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1. Within the past year, WFS and/or its affiliate(s) may have purchased for clients a Private Placement of Instalment Warrants offering for any of the companies mentioned in this report for which it received fees.
2. WFS and/or its affiliate(s) may act as a licensed dealer to an issuer that makes a market in any of the securities issued by companies mentioned in this report.
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4. The author of or an individual who assisted in the preparation of this report (or a member of his/her household) may have a direct ownership position in one or more of the securities issued by companies (or derivatives thereof), mentioned in this report.
5. WFS and/or its client(s) may own a very small percentage of any class of common equity securities of any of the companies mentioned in this report as calculated under computational methods required by U.S. law.
6. Directors of WFS do have positions from time to time in AMP ANZ, ASX, BHP, BXB,CBA, ZFX, NAB, WBC,